Job Description: You’ll be working as part of Ultra High Net Worth, Wealth Management Americas. We help ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Market Team, reporting directly to the Market Supervisory Officer and working closely with the Market Management Team. Job Responsibilities: manage review of various supervision processes serve as a point of contact for issues that cannot be resolved, and escalate issues as required drive initiatives related to sales supervision, compliance and business risk, including implementation and education support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies Job Requirements: great communicator (and you know how to handle challenging situations) series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus reliable when working independently, with sound judgment for when to escalate issues track record of leadership, mentoring and coaching success ideally 3 years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution quickly adaptable to changing market situations, technology and business needs Job Details: Company: UBS Vacancy Type: Full Time Job Location: New York, NY, US Application Deadline: N/A Apply Here careersvite.com
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