Senior Specialist, AML High Risk Accounts – Charles Schwab Job Opportunities

Job Description:

The position is within the Financial Crimes Risk Management (FCRM) Department. FCRM assists across all Schwab enterprises in the assessment of BSA/AML/Sanctions/Fraud risks presented to our business divisions, and is committed to aligning with all laws and regulations governing the identification and reporting of suspected money laundering activities, as well as activities prohibited by OFAC laws and regulations.

We are currently offering the opportunity for a dynamic and engaging AML professional to join our team as an FCRM Senior Specialist. The core function of the position is to perform risk based reviews, which includes investigating and researching source systems for possible money laundering attempts or other financial crimes and writing detailed client memorandums.

Job Responsibilities:

• Handle a daily batch of alerts
• Identify and recommend solutions to issues impacting Risk and Controls
• Work with third-party sources and perform research to understand the nature and purpose of the client’s accounts and transactions
• Build and maintain relationships with internal and external business partners
• Conduct annual risk based investigative searches
• Create risk memorandums and supporting documentation for each client

Job Requirements:

• Strong written, oral, and interpersonal communication skills
• High level of attention to detail with the ability to solve problems and think analytically
• AML and/or Brokerage experience is preferred
• Ability to work in a fast-paced and deadline-driven environment
• Strong ability to prioritize, while coordinating multiple processes
• Experience in transaction analyses, utilizing research tools, and report writing
• 1 – 2 years’ experience in Financial Services is preferred

Qualification & Experience:

• Bachelor’s degree
• Experience with MS Word, MS Excel, and SharePoint sites
• Flexible and adaptable in handling change and understanding how that change will affect the team as well as internal business partners
• Solid understanding of various corporate structures and purposes behind such structures
• Experience working with AML policies and applicable regulatory requirements

Job Details:

Company: Charles Schwab

Vacancy Type:  Full Time

Job Location: Westlake, TX, US

Application Deadline: N/A

Apply Here

careersvite.com