Job Description: The Corporate Compliance team is seeking an experienced Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance. The role involves testing businesses engaged in Financial Services. Job Responsibilities: Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed. Managing to testing schedules to ensure all tasks and reporting are completed within established timeframes. Analyzing data from multiple sources and systematically documenting the work and results. Assisting in communicating results to Compliance Officers, as needed. Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements. Travel: Occasional travel is possible (~5-10%) to COF sites. Job Requirements: High School Diploma, GED or equivalent certification At least 1 year of experience working in compliance or at least 1 year of experience working in financial services. Qualification & Experience: 2 years of financial services consumer compliance monitoring experience and 2 years of consumer compliance auditing experience 2 years of financial services compliance monitoring experience and 2 years of compliance auditing experience Bachelors Degree Job Details: Company: Capital One Vacancy Type: Full Time Job Location: Plano, TX, US Application Deadline: N/A Apply Here careersvite.com
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