Associate Compliance Tester – Capital One Summer Internship

Job Description:

The Corporate Compliance team is seeking an experienced Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance. The role involves testing businesses engaged in Financial Services.

Job Responsibilities:

• Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed.
• Managing to testing schedules to ensure all tasks and reporting are completed within established timeframes.
• Analyzing data from multiple sources and systematically documenting the work and results.
• Assisting in communicating results to Compliance Officers, as needed.
• Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements.
• Travel: Occasional travel is possible (~5-10%) to COF sites.

Job Requirements:

• High School Diploma, GED or equivalent certification
• At least 1 year of experience working in compliance or at least 1 year of experience working in financial services.

Qualification & Experience:

• 2 years of financial services consumer compliance monitoring experience and 2 years of consumer compliance auditing experience
• 2 years of financial services compliance monitoring experience and 2 years of compliance auditing experience
• Bachelors Degree

Job Details:

Company: Capital One

Vacancy Type:  Full Time

Job Location: Plano, TX, US

Application Deadline: N/A

Apply Here

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