Job Description: The Compliance Associate Senior is a key member of the Nordstrom Compliance team supporting various Nordstrom business partners, including the day-to-day- operations of Nordstrom Card Services’ compliance program. The Compliance team is responsible for supporting business initiatives by partnering with the business and providing in-depth regulatory knowledge to identify compliance risks, gaps, and options to achieve their goals. The primary functions of the role involve evaluating and reporting compliance with regulatory and legal requirements and internal policies, as well as assessing the effectiveness of Nordstrom’s first-line controls through risk-based reviews of business processes and compliance and legal requirements. Job Responsibilities: Identify opportunities to enhance compliance knowledge in first line business areas; develop and/or facilitate training sessions Perform and assist with risk-assessments of varying complexities and scope using standard auditing practices, which include developing criteria and transactional testing techniques, reviewing and analyzing data and processes, documenting and preparing workpapers, and compiling reports Review various trainings and customer facing communications, including written consumer inquiries and complaints received through regulatory agencies and marketing materials Review and advise as to consumer compliance requirements for, and implications of, day to day activities, projects and any other initiatives and serving as a compliance subject matter expert Provide compliance oversight of findings identified by Nordstrom Compliance, Operational Risk Management, and Internal Audit, and Bank partner Develop and deliver comprehensive reporting of compliance findings to internal Nordstrom business partners and Nordstrom Compliance department Identify, review, and communicate to the Compliance team and the business applicable regulatory guidance, including proposed and final rules and regulations and other applicable guidance as appropriate Provide support with compliance issues remediations/enhancements and partner with various lines of defenses to document and issues and make appropriate recommendations for corrective actions Support associates with regulatory and industry research and develop an understanding of current business processes to determine any applicable compliance requirements and/or industry best practices Identify and evaluate compliance and operational risk areas within Nordstrom’s credit card program Job Requirements: Strong attention to detail Self-directed ability to proactively identify needs and opportunities, and formulate solutions with minimal supervision Strong interpersonal and communications skills – both verbal and written Ability to multi-task and keep multiple projects and issues on track simultaneously Excellent analytical, problem-solving, and critical thinking skills Proficiency in Microsoft Office products including Word, Excel, PowerPoint and Outlook In-depth knowledge of Consumer Compliance laws and regulations applicable to the financial services or retail industry Proficiency with SQL and Business Intelligence (BI) tools, e.g., SAS Enterprise Guide or Tableau Qualification & Experience: BA/BS in Business Administration, Accounting, Finance, or mathematics related discipline or equivalent relevant work experience. 5+ years’ experience in compliance, legal, risk management, or audit Job Details: Company: Nordstrom Vacancy Type: Full Time Job Location: Seattle, WA, US Application Deadline: N/A Apply Here careersvite.com
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